Explore our solutions

  • BUSINESS REGISTRATIONS, MERGERS & ACQUISITIONS

    Well constructed plans enhance the value, speed and risk profile of your firm.

  • AMLTF PROGRAM DEVELOPMENT

    Combatting financial crime with sophisticated controls.

  • POLICY & PROCEDURE MANAGEMENT

    Policies that establish a culture of compliance and mitigate reputation risks.

  • GOVERNANCE & OVERSIGHT

    Principle based corporate governance practices that factor the size, ownership structure, nature, scope and complexity of operations, strategy and risk profile of your firm.

  • FRACTIONAL CCO & STAFF AUGMENTATION

    Staff augmentation arrangements which help to meet the unique demands of your firm when you need it.

  • RISK ASSESSMENT & EFFECTIVENESS REVIEWS

    Identifying your biggest compliance challenge is knowing where to start and quality of controls makes sense for your firm .

  • TRAINING & AWARENESS

    Compliance training plans that deliver training modules, reporting and LMS support.

  • GLOBAL REGULATORY INTELLIGENCE

    Regulatory intelligence to keep you current with applicable law and in line with industry standards.

  • COMPLIANCE STRATEGY

    Annual Compliance planning that deliver sensible KPIs and OKRs that enable meaningful results.

  • FRAUD MANAGEMENT

    Fraud strategies that deliver a 360 degree intelligence to streamline fraud and deliver low-friction customer journeys.

  • DATA ANALYSIS & COMPLIANCE REPORTING

    Compliance surveillance and data analysis to identify trends and pattern for optimal senior management reporting.

  • COMPLIANCE TECHNOLOGY

    Reg tech expert advise for vendor due diligence and selection of compliance service providers.

State of Compliance

The regulatory obligations are constantly evolving which has led to an important concern of businesses across the Globe as the differences between jurisdictions and lack of skilled personnel can be daunting. The level of scrutiny and the number of jurisdictions affected have never been higher. For firms, an increased focus on Compliance has also become a crucial factor in the negotiation of terms within client engagements and business partners. For global firms, differences in local regulations and contract requirements put firms at risk of a regulatory and contractual breach.

The risk exposures are real, as the financial and reputational consequences of a breach can be severe. It is critical that the compliance measures deployed can withstand scrutiny and effectively protect the business. At the same time they must also be cost effective and meet the firm’s commercial objectives.

The scale and complexity of the issues can be overwhelming, and selecting the right solution presents complex challenges. At ARMS Consultancy, we understand these issues and can deliver effective solutions.

We work with our clients to ensure they have cost effective compliance measures in place at a local level. In turn they gain time to focus on their core business, innovation, the bottom line, and staying ahead of their competition.